GPB Capital Holdings— Alleged Sale of High-risk Private Placement Offerings

GPB Capital Holdings Allegedly Late Making Filings; Over $1.5 Billion of High-risk GPB Private Placement Offerings Sold  by Tens of Brokerages GPB Capital Holdings, a private equity firm specializing in acquisition of middle market, and buyout companies, was reportedly required to file registration forms with the SEC roughly a year ago, and was also reportedly… Read more »

Shopoff Realty Investments, William Shopoff, & Stephen Shopoff— Alleged Sale of Fraudulent Promissory Notes

William A. Shopoff Allegedly Failed to Pay Investors $31 Million & Allegedly Fraudulently Transferred Assets to So-called Shell Entities William A. Shopoff, president and CEO of Irvine-based Shopoff Realty Investments, is reportedly facing accusations that he neglected to pay investors $31 million and that he allegedly fraudulently transferred assets to shell entities to avoid covering… Read more »

Brent Borland— Alleged Securities Fraud

Brent Borland, principal of Borland Capital, Allegedly Induced Investors to Give over $21 million into the Construction of a Belize Airport by Purportedly Promising High Returns Brent Borland, a New York-based investment manager who is the principal at Borland Capital Group, allegedly induced investors to contribute over $21 million into the construction of an airport… Read more »

William Neil Doc Gallagher, a/k/a/ Money Doctor— Alleged Affinity-fraud Investment Scheme

William Neil Doc Gallagher, a/k/a/ Money Doctor Allegedly Operated an Affinity-fraud Investment Scheme on Investors via Two North Texas-based Companies he Owns William Neil Doc Gallagher, a/k/a/ Money Doctor, at least since December of 2014, allegedly perpetrated an affinity-fraud investment scheme on investors through two North Texas-based companies he owns and controls, GFG and the… Read more »

Glen Mills Schools Exposed For Its Horrific Institutional Physical Abuse of Students

A recent article appearing in the Philadelphia Inquirer, published on February 20, 2019, detailed stories of choking, punching, broken jaws, and bashing boys’ heads into a refrigerator as a regular occurrence at The Glen Mills Schools in Delaware County, Pennsylvania. This abuse was perpetrated on troubled boys who believed they were lucky enough to go… Read more »

UBS Yield Enhancement Strategy (YES) Investigation — Undisclosed Risks, Unsuitability, Overconcentration Concerns

UBS YES Investors Have Reported Substantial Losses; Securities Lawyers Preparing to Seek Compensation for Investor Losses UBS Financial Services, a multinational financial services firm, sold the Yield Enhancement program to investors as a way to seek relatively safe increased returns in their portfolios. Investors are now seeing substantial losses in their YES portfolios and are… Read more »

Shopoff Securities, Inc., William Shopoff, & Stephen Shopoff— Alleged Involvement with the Sale of Fraudulent Promissory Note Investments to Investors

Shopoff Securities, Inc., William A. Shopoff, & Stephen R. Shopoff Were Allegedly Fraudulently Involved with the Sale of Promissory Note Investments to Investors Shopoff Securities, Inc., William Shopoff, and Stephen Shopoff allegedly were involved with the fraudulent sale of promissory note investments to investors, according to a Pending Regulatory Action disclosed on William Shopoff’s FINRA… Read more »

GPB Capital Holdings—Investigation of Sales Practices

GPB Capital Holdings Reportedly Halted Sales to Review Accounting; Investor Rights Lawyers Investigating  GPB Capital Holdings, a New York-based alternative asset management firm that raised money from investors through private placement sales by broker-dealer representatives, halted its sales to review its accounting, according to reports published last year by an industry publication under review by… Read more »

Dean Grant— 3 Counts of Alleged Insurance Fraud

Dean Harrison Grant Reportedly Handed Himself over to authorities at the Baldwin County Sheriff’s Office; Grant Facing Charges of $600K Insurance Fraud  Dean Grant, 53, and of Milledgeville, Georgia, surrendered to authorities at the Baldwin County Sheriff’s Office on Monday, February 4th, 2018, according to Reports from Georgia under review by investor rights attorney Alan… Read more »

James Flynn— Alleged Misrepresentation & Unsuitable Investments

James Travis Flynn Allegedly Made Misrepresentation & Unsuitable Investments with Damages of $100K Requested; Flynn Facing 8 Pending Customer Disputes James Flynn allegedly engaged in acts of misrepresentation and made unsuitable investments, according to a pending Customer Dispute filed on Flynn’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca. The aforementioned dispute… Read more »