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Investigations

James Flynn— Alleged Misrepresentation & Unsuitable Investments

James Travis Flynn Allegedly Made Misrepresentation & Unsuitable Investments with Damages of $100K Requested; Flynn Facing 8 Pending Customer Disputes

James Flynn allegedly engaged in acts of misrepresentation and made unsuitable investments, according to a pending Customer Dispute filed on Flynn’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.

The aforementioned dispute was filed on December 17, 2018, FINRA states, and is requesting damages of $100,000.00, FINRA states. Flynn, in sum, is facing 8 pending Customer Disputes.

Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to James Flynn’s alleged misrepresentation and unsuitable investments. Investors who believe they may have lost money in activity related to James Flynn’s alleged misrepresentation and unsuitable investments are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

James Travis Flynn Allegedly Failed to Discuss Concentration of Assets, Surrender Charges & Benefit Riders, & Lacked Diversification

James Flynn allegedly failed to discuss concentration of assets, surrender charges, and benefit riders, and failed to lack diversification, according to a pending Customer Dispute on Flynn’s FINRA BrokerCheck Report. Said contracts were purportedly issued in September 2016, FINRA states, and said Customer Dispute was filed on December 11, 2018.

James Flynn also made unsuitable investments, according to a pending Customer Dispute filed on November 19, 2018, FINRA notes.

James Flynn is also the subject of three pending Customer Disputes filed on October 17, 2018, October 4, 2018, and October 4, 2018, respectively, alleging misrepresentations and unsuitable recommendations, and requesting damages of $50,000.00, $330,206.00, $160,136.93, respectively, FINRA notes.

James Flynn has 29 disclosures on his FINRA BrokerCheck Report, and has 18 years of experience in the securities industry for 11 different firms, FINRA states.

James Flynn was registered with IFS Securities in Greenville, SC from February 16, 2017 until February 20, 2018, and with Zoya Financial Advisors, Inc. in Greenville, SC from May 31, 2013 until February 22, 2017, FINRA notes.

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating James Flynn’s alleged misrepresentation and unsuitable investments. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of James Flynn’s alleged misrepresentation and unsuitable investments may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at rosca@lawgsp.com, or through the contact form on this webpage.

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent updates regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases. Also, the brokercheck report linked to some of our blogs is the up-to-date version as of the date of posting. Visitors may check the most recent version of each brokercheck report at www.finra.org.

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